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Please complete the online form below. We will then contact you to arrange provision of appropriate supporting documentation and complete account opening.

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11. APPLICANT
TYPE

22. ACCOUNT DETAILS

33. CHESS SPONSORSHIP

44. DIRECT DEBIT/CREDIT

55. TRADE CONFIRMATION

Type of Applicant*

Registration Address:

Registration Address Line 2:

State:

Postcode:

Country:

A/C DESIGNATION:

(e.g. Trust Name, Super Fund Name. Not to be used for Individual Accounts)

How Many Joint Holders/Trustees or Directors

One

Two

Three

Trustee/ Superannuation Client

Applying as a Corporate, Individual or Joint Trustee

Corporate

Individual / Joint

How many Joint / Individuals are there?

One

Two

Three

Name of Trust:

ABN/ARSN:

If this is for the trust, it should be ABN and ARSN only. A trust cannot have an ACN or ARBN.

TFN:

Country of Establishment:

Business Name of the Trustee (If any):

Is the trust an Australian resident for tax purposes?

Yes

If no, please specify country of tax residence:

Type of Trust:

Registered managed investment scheme

Govt superannuation fund

Regulated Trust (e.g. SMSF)

Unregistered managed investment scheme*

Other

*only wholesale clients which does not make small scale offerings under section 1012E of the Corporations Act 2001 (Cth). If "other" then please specify eg/ Family, Unit, Charitable, Estate

Company / Corporate Client

Number of Directors?

One

Two

Three

Company Type

Public

Proprietary

Generally listed companies does NOT include the word Pty or proprietary. Only private companies name ends with Proprietary Ltd or Pty Ltd

Company Name:

ABN/ACN/ARBN:

Country of Incorporation:

Registered Office Address:

State:

Postcode:

Country:

Have a different Postal Address?

Yes

Postal Address:

State:

Postcode:

Country:

Shareholder Details

Please provide full name and residential address of each individual who owns, through one or more shareholdings, more than 25% of the issued capital of the Company

Number of Shareholders with 25% or more Ownership

None

One

Two

Three

SHAREHOLDER (#1)

Title

Name

Given names Surname

Residential Address:

State:

Postcode:

Country:

SHAREHOLDER (#2)

Title

Name

Given names Surname

Residential Address:

State:

Postcode:

Country:

SHAREHOLDER (#3)

Title

Name

Given names Surname

Residential Address:

State:

Postcode:

Country:

Individual Client / Director (#1)

Your name must match your ID exactly. Date of Birth is required as part of the AML Identification Requirements

Please Select one

Applicant / Trustee

Director

Title

Name

Given names Surname

Residential Address:

(Not PO Box)

Residential Address Line 2:

State:

Postcode:

Country:

Have a different Postal Address?

Yes

Postal Address:

State:

Postcode:

Country:

Mobile

Work Phone

Home Phone

Date of Birth

Country of Birth

Occupation

Tax File Number

Individual Client / Director (#2)

Your name must match your ID exactly. Date of Birth is required as part of the AML Identification Requirements

Please Select one

Applicant / Trustee

Director

Title

Name

Given names Surname

Residential Address:

(Not PO Box)

Residential Address Line 2:

State:

Postcode:

Country:

Have a different Postal Address?

Yes

Postal Address:

State:

Postcode:

Country:

Mobile

Work Phone

Home Phone

Date of Birth

Country of Birth

Occupation

Tax File Number

Individual Client / Director (#3)

Your name must match your ID exactly. Date of Birth is required as part of the AML Identification Requirements

Please Select one

Applicant / Trustee

Director

Title

Name

Given names Surname

Residential Address:

(Not PO Box)

Residential Address Line 2:

State:

Postcode:

Country:

Have a different Postal Address?

Yes

Postal Address:

State:

Postcode:

Country:

Mobile

Work Phone

Home Phone

Date of Birth

Country of Birth

Occupation

Tax File Number

Appointee & Settlor Details - Unregulated Australian Trust

Appointee Details

Name

Given Names: Surname:

Address:

State

Postcode:

Country:

Settlor Details

The Settlor details are not required if the material asset contribution to the trust by the settlor at the time the trust is established is less than $10,000

Name

Given Names: Surname:

Address:

State

Postcode:

Country:

NOTE: FinEx (and its related bodies corporate and affiliates) only recognises the Trustee(s) as the investor and not the beneficiary. However, FinEx (and its related bodies corporate and affiliates) is also required to record the individual beneficiary details if you have ticked "Other" in the section "Type of Trust" above.

Beneficiary 1 (Name):

Date of Birth/ABN

ABN only applicable if Beneficiary is a Company

Beneficiary 2 (Name):

Date of Birth/ABN

ABN only applicable if Beneficiary is a Company

Beneficiary 3 (Name):

Date of Birth/ABN

ABN only applicable if Beneficiary is a Company

Are you a resident of Australia for tax purposes?

Yes

If no, please specify country of tax residence:

Registration

Open an Account

Trustee/ Superannuation Client

Company / Corporate Client

Shareholder Details

SHAREHOLDER (#1)

SHAREHOLDER (#2)

SHAREHOLDER (#3)

Individual Client / Director (#1)

Individual Client / Director (#2)

Individual Client / Director (#3)

Appointee & Settlor Details - Unregulated Australian Trust

Appointee Details

Settlor Details

Chess Sponsorship / Settlement Details